Intellectual Property

IP & Reduction-to-Practice Map

12 minute read

Portfolio Summary

Filed Patents

Embodied

Partial

Paper Only

25+

Unfiled

All 15 patents filed as USPTO provisionals between November 29 and December 11, 2025. Utility filings required within 12 months of provisional filing date to maintain priority. First conversion deadline: November 29, 2026.

Verification: All 15 patent applications confirmed via USPTO Patent Center. XML files, specification PDFs, and document PDFs archived with SHA-256 verification. Micro entity status confirmed December 24, 2025 (Patent 63/927,491).

Filed USPTO Provisional Patents (15)

#	USPTO #	Patent Title	Filed	Status	Reduction to Practice
1	63/927,486	Cipher Memory Architecture Deadline: Nov 29, 2026	Nov 29	Embodied	memory/cipher.py operational \| TRACELET 1.1 deployed \| EDG chain live \| tracelet.ethraeon.ai
2	63/927,491	Kit Development Framework Deadline: Nov 29, 2026	Nov 29	Embodied	5+ stakeholder kits deployed (rick, pascal, ali, joe-olsen, linus) \| Kit generation operational \| Micro entity confirmed Dec 24
3	63/927,495	Constitutional Answer Engine Optimization (AEO) Deadline: Nov 29, 2026	Nov 29	Embodied	37 papers indexed \| Research discovery operational \| papers.ethraeon.ai
4	63/930,225	Constitutional Behavioral Binding Protocol Deadline: Dec 3, 2026	Dec 3	Embodied	T5-rigidity enforcement live \| Governance hub operational \| governance.ethraeon.ai
5	63/930,434	Adaptive Learning for Safe AGI with Stateless Constitutional Kernel Deadline: Dec 3, 2026	Dec 3	Paper	Architecture documented \| No deployed implementation \| GENESIS 3.0 roadmap item
6	63/930,444	Recursive Harmonized Interaction Protocol Deadline: Dec 3, 2026	Dec 3	Embodied	6-agent registry operational \| Agent handoff documented \| TRACELET shell router live
7	63/931,262	ETH-001 Dual-Mode Cognitive Orchestration Deadline: Dec 4, 2026	Dec 4	Embodied	Dual-mode interface operational \| Console deployed \| console.ethraeon.ai
8	63/931,694	Physics-Based Harmonic Substrate for Constitutional AGI Deadline: Dec 5, 2026	Dec 5	Paper	Specification complete \| Harmonic substrate architecture documented \| Future roadmap item
9	63/931,698	Recursive Attunement Engine with Temporal Coherence Deadline: Dec 5, 2026	Dec 5	Partial	KAIROS temporal governance deployed \| Attunement engine partial \| Time-based rules operational
10	63/931,702	Semiotic Coherence Kernel with Symbol-Meaning Bridge Deadline: Dec 5, 2026	Dec 5	Partial	Semantic layer documented \| Symbol system operational \| Full kernel pending
11	63/931,704	Geo-Region Conflict Resolution for Cross-Border Finance Deadline: Dec 5, 2026	Dec 5	Embodied	Cross-border data handling live \| Multi-jurisdiction audit \| finance.ethraeon.ai
12	63/938,282	Constitutional AI Orchestration (GENESIS 3.0) Deadline: Dec 11, 2026	Dec 11	Embodied	GENESIS 3.0 core deployed \| M1-M19 modules documented \| genesis.ethraeon.ai
13	63/938,285	Cross-Provider Interoperability with Vendor Neutrality Deadline: Dec 11, 2026	Dec 11	Partial	API gateway basic implementation \| Vendor neutrality framework \| api.ethraeon.ai
14	63/938,287	Multi-Agent Orchestration with Deadlock Prevention Deadline: Dec 11, 2026	Dec 11	Embodied	6-agent registry (TELL_ME, BLOOM, FOUNDER, ARCANUM, KAIROS, CT_MIRROR) \| systems.ethraeon.ai
15	63/938,290	Historical Baseline and Drift Detection Deadline: Dec 11, 2026	Dec 11	Partial	ANCHOR 2.0 advisory operational \| P1/P2/P3 triage \| Full drift detection partial

Embodiment Status Definitions

Embodied (9): Patent claims fully implemented in deployed, operational systems. Evidence available through live endpoints or documented demonstrations.
Partial (4): Core claims implemented; some dependent claims or variations not yet deployed. Evidence available for primary functionality.
Paper (2): Patent filed but not yet implemented in deployed systems. Architecture and specifications documented but no live evidence.

Unfiled Patent Innovations (25+ Documented)

The following innovations are documented in engineering specifications and canon but have not yet been filed as provisional patents. Filing priority based on strategic value and market timing.

#	Innovation	Category	Priority	Description
1	CP-BLOCKCHAIN Integration Protocol	Constitutional	HIGH	Blockchain-AI constitutional governance integration
2	CP-LATTICE Mesh Network Governance	Constitutional	HIGH	Distributed mesh network governance framework
3	TRACELET Core Trace System	Engine	HIGH	Constitutional trace and routing architecture
4	CP-QUANTUM Hybrid Governance	Constitutional	HIGH	Quantum-classical AI hybrid governance
5	CP-HARMONY Synchronization	Constitutional	HIGH	Physics-based harmonic synchronization for multi-agent
6	Evidence Decision Graph (EDG) Architecture	Cryptographic	HIGH	Cryptographic evidence chain for AI decisions
7	VELKOR Safety Barriers	Engine	MEDIUM	T5-rigidity enforcement runtime barriers
8	CP-HERALD Communication Governance	Constitutional	MEDIUM	Constitutional communication protocol
9	CP-RESONANCE Detection Protocol	Constitutional	MEDIUM	Resonance-based meaning alignment
10	CP-TRACE Audit Protocol	Constitutional	MEDIUM	Comprehensive trace and audit framework
+ 15-20 additional constitutional protocols documented in engineering specifications

Estimated unfiled IP value: 78M - 157M EUR based on per-patent valuation methodology. Filing contingent on capital availability.

Conversion Strategy

Priority Conversions (First 90 Days Post-Capital)

Focus utility filings on patents with strongest embodiment and highest commercial relevance:

63/927,486: Cipher Memory Architecture (infrastructure foundation)
63/927,491: Kit Development Framework (development infrastructure)
63/927,495: Constitutional AEO (market-facing innovation)
63/930,225: Behavioral Binding Protocol (governance core)
63/938,282: GENESIS 3.0 Orchestration (flagship patent)

Secondary Conversions (90-180 Days)

63/931,704: Geo-Region Conflict Resolution (fintech relevance)
63/938,287: Multi-Agent Orchestration (platform value)
63/930,444: Recursive Harmonized Interaction (distributed AI)

Evaluate for Conversion or Abandon

63/930,434, 63/931,694: Paper-only patents; convert if commercial path emerges
63/931,698, 63/931,702, 63/938,285, 63/938,290: Partial embodiment; prioritize based on resources

Conversion Costs

Item	Count	Unit Cost	Total
Priority utility filings (embodied)	5	15-25K EUR	75-125K EUR
Secondary utility filings	3	15-25K EUR	45-75K EUR
Prior art / FTO analysis	8	5-10K EUR	40-80K EUR
Prosecution (estimated)	8	8-12K EUR	64-96K EUR
Total Estimated			224-376K EUR

Costs assume standard USPTO prosecution. International filings (PCT, EPO) would add 50-100% to per-patent costs. Micro entity status confirmed reduces USPTO fees by 75%.

Conversion Deadline Calendar

Deadline	Patents	Count	Action Required
November 29, 2026	63/927,486, 63/927,491, 63/927,495	3	File non-provisional or lose priority
December 3, 2026	63/930,225, 63/930,434, 63/930,444	3	File non-provisional or lose priority
December 4, 2026	63/931,262	1	File non-provisional or lose priority
December 5, 2026	63/931,694, 63/931,698, 63/931,702, 63/931,704	4	File non-provisional or lose priority
December 11, 2026	63/938,282, 63/938,285, 63/938,287, 63/938,290	4	File non-provisional or lose priority

Valuation Summary

Category	Count	Valuation Range
Filed Patents (Embodied)	9	63M - 90M EUR
Filed Patents (Partial)	4	28M - 40M EUR
Filed Patents (Paper)	2	15M - 26M EUR
Unfiled Innovations	25+	78M - 157M EUR
Total IP Portfolio	40+	184M - 313M EUR

Valuation methodology: per-patent assessment based on technical scope, market applicability, embodiment status, and strategic importance. Filed patents valued at 7M-15M EUR each; unfiled innovations at 3M-6M EUR each (lower due to less documentation/development).

Evidence Documentation

For each embodied patent, evidence includes:

Live endpoints: URLs demonstrating operational functionality
USPTO files: XML, specification PDF, document PDF (SHA-256 verified)
Hash verification: EDG nodes linking claims to deployed code
System documentation: Architecture docs, API specs, deployment guides
Timestamps: Deployment dates and version history

Complete evidence package available for due diligence upon request.

Verification Links

Governance Hub - Patents 4, 12
Tracelet System - Patents 1, 6, 14
GENESIS 3.0 - Patent 12
Systems Index - Patents 3, 7, 14
Papers (AEO) - Patent 3
Proofpack - All embodiment documentation